DID JULIAN RODRIGO SOTO CAUSE YOU INVESTMENT LOSSES?
Julian Soto was fired from Jeffries LLC on November 13, 2024, due to allegations of failing to follow company procedures.
Who is Julian Soto formerly with Jeffries LLC?
Julian Soto (CRD #4813707) who was formerly registered as a broker with Jeffries LLC and located in Miami, Florida, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Julian Soto Employment History and Termination
Julian Rodrigo Soto has been in the securities industry for over 20 years, with registrations at Wells Fargo Clearing Services, LLC September 2004-July 2017 and his most recent registration with Jefferies from July 2017 until his termination in November 2024.
Julian has passed two general industry/product exams and one multi-state securities law exam, but no principal or supervisory exams. He is not currently registered with any firm.
Julian was discharged from Jefferies LLC on November 13, 2024, following allegations of facilitating or failing to escalate impermissible money-wire transfers and using off-channel communications.
Negative Disclosures Summary
Disclosure: one termination.
- Termination date November 13, 2024:
- Employer: Jefferies LLC.
- Details: Facilitated or failed to escalate impermissible money-wire transfers and engaged in off-channel communications.
- Product Type: Wire transfers.
Allegations and Accusations
Summary of Allegations:
- Facilitating or failing to escalate impermissible money-wire transfers.
- Using off-channel business communications.
Julian Soto Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Julian Soto is a red flag which should put all current and former customers of Julian Soto at Jeffries LLC on alert to review carefully the activity and performance of their accounts and question whether Julian Soto engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Jeffries LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Jeffries LLC Due To Julian Soto
If you have questions about Jeffries LLC and/or Julian Soto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...