DID JULIE DARRAH CAUSE YOU INVESTMENT LOSSES?
About Julie Darrah of Mutual Securities, Inc.?
Julie Darrah (CRD #2102014) located in Orcutt, California, has over 20 years of experience in the securities industry but is not currently registered with any firm. Her most recent employment was with Wealth Enhancement Advisory Services, where she served as an investment advisor representative. She was terminated in September 2023 following an internal review into allegations of fraud and unauthorized handling of client property. She previously worked as a registered broker for Mutual Securities, Inc. from June 2013 to January 2022, and National Planning Corporation from January 2001 to July 2013. During her career, she passed two general industry/product exams and two multi-state securities law exams, including the Series 6, Series 63, and Series 65 exams.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Julie Darrah Customer Complaints and Reviews
Julie Darrah has one customer dispute. Below are the details:
- Customer Dispute Filed: December 7, 2023
- Complaint: Ms. Darrah is accused of selling securities from a client’s account and transferring the proceeds to bank accounts under her control. The client seeks damages, legal interest, attorney’s fees, and punitive damages.
- Claimed Damages: $702,647.97
- Status: Pending arbitration with FINRA. Case No. 23-03394
Allegations Against Julie Darrah
Customer Complaint: The pending dispute involves accusations of misappropriating over $700,000 by selling client securities and transferring the proceeds to her own accounts.
Julie Darrah Red Flags & Your Rights As An Investor
Of course, Julie Darrah did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julie Darrah at Mutual Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Julie Darrah has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Mutual Securities, Inc. Due To Julie Darrah
If you have questions about Mutual Securities, Inc. and/or Julie Darrah and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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