DID JULIUS PAPPAS CAUSE YOU INVESTMENT LOSSES?
Julius Pappas Of LPL Financial LLC And Formerly With MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Julius Pappas of LPL Financial LLC?
Julius Pappas (CRD #2899904) who is currently registered with LPL Financial LLC and located in Plantation, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Julius Pappas was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Julius Pappas Customer Complaints
Julius Pappas has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Prudential Securities in favor of the investor. The other 2 customer complaints were denied by MML Investors Services and Prudential Securities and, to date, the customers have not taken any further action.
Allegations Against Julius Pappas
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Negligence in connection with the cancellation of an open order.
- Misrepresentation of a 10 year annuity and failure to disclose early withdrawal penalties.
- Unauthorized trading and negligence.
Julius Pappas Red Flags & Your Rights As An Investor
Of course, Julius Pappas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julius Pappas at LPL Financial LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Julius Pappas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Julius Pappas
If you have questions about LPL Financial LLC, MML Investors Services, LLC and/or Julius Pappas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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