DID JUSTIN TEX ROBERTO CAUSE YOU INVESTMENT LOSSES?
Justin Roberto was recently fired from MML Investors Services, LLC for failing to comply with firm policies regarding unapproved sales materials and undisclosed outside business activities.
Who is Justin Roberto formerly with MML Investors Services, LLC?
Justin Roberto (CRD #7235058) who was formerly registered as a broker with MML Investors Services, LLC and located in Virginia Beach, Virginia, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Justin Roberto Employment History and Termination
Justin Tex Roberto has worked in the securities industry for nearly five years, with registrations at multiple firms, including MML Investors Services LLC (01/2023 – 11/2024) and Hornor, Townsend & Kent, LLC (02/2022 – 10/2022). His prior experience includes roles in insurance and wealth management, as well as several non-investment-related positions, including as a PGA professional.
Roberto has passed three general industry/product exams and one multi-state securities law exam, with no principal or supervisory certifications.
On October 9, 2024, Roberto was terminated by MML Investors Services, LLC. This decision followed allegations of using unapproved sales materials and failing to disclose outside business activities, both of which violate firm policies.
This incident highlights the importance of transparency and adherence to regulatory guidelines in the securities industry.
Negative Disclosures Summary
- Termination: October 9, 2024
- Details: Terminated by MML Investors Services, LLC for failing to comply with firm policies regarding the use of unapproved sales materials and undisclosed outside business activities.
Justin Roberto Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Justin Roberto is a red flag which should put all current and former customers of Justin Roberto at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Justin Roberto engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Justin Roberto
If you have questions about MML Investors Services, LLC and/or Justin Roberto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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