DID KALEY NICHOL MORA CAUSE YOU INVESTMENT LOSSES?
Kaley Mora Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Kaley Mora of Edward Jones?
Kaley Mora (CRD #6331840) who is currently registered with Edward Jones and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Kaley Mora Customer Complaint
Kaley Mora has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Kaley Mora was mistaken when she advised that the transaction requested would be complete in one day where the transaction did not complete for 2 full business days causing market loss for the additional day. Kaley Mora’s customer complaint was settled in favor of the investors.
Kaley Mora Red Flags & Your Rights As An Investor
Of course, Kaley Mora did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kaley Mora at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Kaley Mora has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Kaley Mora
If you have questions about Edward Jones and/or Kaley Mora and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.