DID KAREN BAXTER CAUSE YOU INVESTMENT LOSSES?
Karen Baxter was recently fired from Fifth Third Securities, Inc. due to allegations of inaccuracies in time reporting.
Who is Karen Baxter formerly with Fifth Third Securities, Inc.?
Karen Baxter (CRD #6607785) , who was formerly registered as a broker with Fifth Third Securities, Inc. and located in Brentwood, Tennessee, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Karen Baxter Employment History and Termination
Karen Baxter has worked for three firms over her career: Ameriprise Financial Services (2017-2018), Robert W. Baird & Co. Incorporated (2018-2019, and Fifth Third Securities 2023-2024. Currently, she is not registered with any securities firm.
She has passed six industry exams, including three general industry/product exams and three multi-state securities law exams. However, she has not completed any principal or supervisory exams.
Ms. Baxter was terminated by Fifth Third Securities Inc. on December 3, 2024. The termination stemmed from allegations of submitting inaccurate time records.
Negative Disclosures Summary
One Termination was noted:
- Date: December 3, 2024
- Employer: Fifth Third Securities
- Reason: Allegations of submitting inaccurate time records.
Karen Baxter Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Karen Baxter is a red flag which should put all current and former customers of Karen Baxter at Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Karen Baxter engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fifth Third Securities, Inc. Due To Karen Baxter
If you have questions about Fifth Third Securities, Inc. and/or Karen Baxter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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