DID KAREN BRIGGS CAUSE YOU INVESTMENT LOSSES?
Karen Briggs Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Karen Briggs formerly with LPL Financial LLC?
Karen Briggs (CRD #1100275) who was formerly registered with LPL Financial LLC and located in Edmonds, Washington, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Karen Briggs was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Karen Briggs Customer Complaints
Karen Briggs has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by LPL Financial in favor of the investor. The same brokerage firm denied another customer complaint and, to date, the customer has not taken any further action.
Allegations Against Karen Briggs
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendation of fixed annuities in real estate securities.
- Unsuitable investment recommendations and misrepresentations in connection with the offer and sale of 2 non-traded REIT and a non-traded business development company.
Karen Briggs Red Flags & Your Rights As An Investor
Of course, Karen Briggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Karen Briggs at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Karen Briggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Karen Briggs
If you have questions about LPL Financial LLC and/or Karen Briggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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