DID KAREN ELIZABETH VAUGHT CAUSE YOU INVESTMENT LOSSES?
Karen Vaught Of J.W. Cole Financial, Inc. And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Karen Vaught of J.W. Cole Financial, Inc.?
Karen Vaught (CRD #6614508) who is currently registered with J.W. Cole Financial, Inc. and located in Big Pine Key, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.W. Cole Financial, Inc., Karen Vaught was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Karen Vaught Customer Complaint
Karen Vaught has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose customer of tax implications associated with mutual fund exchanges. The brokerage firm Edward Jones settled the customer dispute favorably for the investor.
Karen Vaught Red Flags & Your Rights As An Investor
Of course, Karen Vaught did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Karen Vaught at J.W. Cole Financial, Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Karen Vaught has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Karen Vaught
If you have questions about J.W. Cole Financial, Inc., Edward Jones and/or Karen Vaught and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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