DID KARI R LAROCCO CAUSE YOU INVESTMENT LOSSES?
Kari Larocco Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Kari Larocco of Ameriprise Financial Services, LLC?
Kari Larocco (CRD #4497645) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Tampa, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Kari Larocco was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kari Larocco Customer Complaint
Kari Larocco has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor failed to liquidate all her accounts in accordance with her instructions. Customer complaint was recently filed and settled in favor of the investor.
Kari Larocco Red Flags & Your Rights As An Investor
Of course, Kari Larocco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kari Larocco at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kari Larocco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Kari Larocco
If you have questions about Ameriprise Financial Services, LLC and/or Kari Larocco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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