DID KASEY LUV DAVIS CAUSE YOU INVESTMENT LOSSES?
About Kasey Davis of Centaurus Financial, Inc.?
Kasey Davis (CRD #2353615) is a registered broker currently employed with Centaurus Financial, Inc. in Belton, Texas, since April 26, 2013. Davis has a long-standing career in the financial services industry, with previous registrations at Signal Securities, Inc., Mutual Service Corporation, and SunAmerica Securities, Inc., dating back to February 1998. Davis is registered with one self-regulatory organization and is licensed in 12 U.S. states and territories. Over the course of her career, Davis has passed one Principal/Supervisory Exam, three General Industry/Product Exams, and two Multi-State Securities Law Exams. Her qualifications also include a professional designation as a Certified Financial Planner.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kasey Davis Customer Complaints and Reviews
Kasey Davis has the following negative disclosures on her record:
- Criminal (Final Disposition): In September 2002, Davis faced a misdemeanor charge of theft by check in Hays County, Texas, which resulted in deferred adjudication. She entered a plea of nolo contendere, paid $361 in restitution and court costs, and was placed on unsupervised probation until its discharge in June 2003.
- Customer Dispute (Pending): A complaint was filed against Davis in April 2024 alleging that she recommended an unsuitable, high-risk, illiquid investment, breaching her fiduciary duty. The alleged damages are stated as $50,000. This matter is currently pending with a FINRA arbitration forum under case number 24-00868.
Allegations Against Kasey Davis
- Theft by Check (2002): A charge for theft by check was brought against Davis due to a check issued that did not clear because of an account closure related to her moving banks. This was resolved with a plea of nolo contendere, and the matter was settled with a deferred adjudication.
- Breach of Fiduciary Duty (2024): Davis is currently defending against a customer dispute alleging unsuitable investment advice and breach of fiduciary duty related to a high-risk, illiquid investment. Davis denies any wrongdoing, asserting that the investments were suitable and aligned with the customer’s objectives and that the customer had all relevant information before making the investment decision.
Kasey Davis Red Flags & Your Rights As An Investor
Of course, Kasey Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kasey Davis at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kasey Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Kasey Davis
If you have questions about Centaurus Financial, Inc. and/or Kasey Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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