DID KATHERINE RUTH MCLERNON CAUSE YOU INVESTMENT LOSSES?
Katherine McLernon Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Katherine McLernon of MML Investors Services, LLC?
Katherine McLernon (CRD #2108915) who is currently registered as a broker and investment adviser with MML Investors Services, LLC and located in Amherst, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Katherine McLernon was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Katherine McLernon Customer Complaints
Katherine McLernon has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor for Katherine McLernon’s alleged misconduct. Another customer complaint was denied by MML Investors, Services and the investor took no further action. Another customer complaint was recently filed with MML Investors Services and is still pending.
Allegations Against Katherine McLernon
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Representative caused a customer to liquidate her variable annuity contract which she did not want to terminate and fraudulently placed her in a new variable annuity contract.
- Failure to provide customer with suitable investment advice.
- Misrepresentations and omission of facts and unsuitable investments.
Katherine McLernon Red Flags & Your Rights As An Investor
Of course, Katherine McLernon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine McLernon at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Katherine McLernon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Katherine McLernon
If you have questions about MML Investors Services, LLC and/or Katherine McLernon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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