DID KATHERINE GREER NISHNIC CAUSE YOU INVESTMENT LOSSES?
Katherine Nishnic Of Centaurus Financial, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct
Who is Katherine Nishnic of Centaurus Financial, Inc.?
Katherine Nishnic (CRD #2499553) who is currently registered as a broker with Centaurus Financial, Inc. and located in Lexington, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc., Katherine Nishnic was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Katherine Nishnic Customer Complaints
Katherine Nishnic has been the subject of 9 customer complaints that we know about seeking to recover investment losses. Seven customer complaints were settled by Katherine Nishnic’s former employers in favor of the investors for her alleged misconduct. Another customer complaint was denied by J.P. Turner and the investor took no further action. There is currently one FINRA arbitration proceeding pending against Centaurus Financial for the advisors alleged misconduct.
Allegations Against Katherine Nishnic
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendations of high-risk, speculative, and illiquid investments in breach of advisor’s fiduciary duties involving corporate debt.
- Misrepresentations and unsuitable investment recommendations of real estate securities in breach of advisor’s fiduciary duties.
- Unsuitable recommendations of REITs and corporate debt securities.
- Mismanagement of a client’s account.
Katherine Nishnic Red Flags & Your Rights As An Investor
Of course, Katherine Nishnic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine Nishnic at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Katherine Nishnic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Katherine Nishnic
If you have questions about Centaurus Financial, Inc. and/or Katherine Nishnic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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