DID KEITH PATRICK MARSHALL CAUSE YOU INVESTMENT LOSSES?
About Keith Marshall of Geneos Wealth Management, Inc.?
Keith Marshall (CRD #6160543) is currently employed by Hurley Financial Group, Inc. as an investment advisor, and Geneos Wealth Management, Inc. as a registered broker, both located in Corvallis, Oregon. He has been registered with these firms since February 2016 and May 2015 respectively. Marshall is registered in 16 U.S. states and territories and has passed two general industry/product exams along with one multi-state securities law exam. His professional designations include Certified Financial Planner, demonstrating his commitment to a high standard of financial planning services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Keith Marshall Customer Complaints and Reviews
Keith P. Marshall has encountered one customer dispute:
- Customer Dispute (Pending)
- Date Complaint Received: July 12, 2024
- Allegations: The customer alleges that the investment recommendations made by Marshall led to losses in their accounts. The claimed damages amount to $35,000. This complaint is currently pending and is detailed in an investment-related written complaint.
- Broker’s Statement: Marshall has denied the allegations, stating that his recommendations were in line with the client’s investment goals, risk tolerance, and objectives, and believes they were in the client’s best interest.
Allegations Against Keith Marshall
- Pending Customer Dispute
- Issue: Alleged improper investment recommendations.
- Product Type: Advisory – RIA
- Alleged Damages: $35,000
- Broker’s Defense: Marshall contends that his advice was tailored to the client’s stated objectives and risk preferences, asserting that the strategies employed were suitable and intended to serve the client’s best interests.
- Current Status: The dispute remains unresolved as of the latest updates.
Keith Marshall Red Flags & Your Rights As An Investor
Of course, Keith Marshall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Marshall at Geneos Wealth Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Keith Marshall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Geneos Wealth Management, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Geneos Wealth Management, Inc. Due To Keith Marshall
If you have questions about Geneos Wealth Management, Inc. and/or Keith Marshall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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