DID KENNETH ANTHONY ANGELO CAUSE YOU INVESTMENT LOSSES?
About Kenneth Angelo of UBS Financial Services Inc.?
Kenneth Angelo (CRD #1373178) has been a registered securities broker since 1985. Throughout his career, he has worked for multiple firms, including UBS Financial Services Inc. since April 17, 2009, where he is currently employed. He was previously registered with firms such as Citigroup Global Markets Inc, Morgan Stanley and Prudential Securities. Angelo holds registrations with 10 self-regulatory organizations and 30 U.S. states and territories. His qualifications include passing two general industry/product exams and one multi-state securities law exam, though he has not passed any principal/supervisory exams.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kenneth Angelo Customer Complaints and Reviews
Kenneth A. Angelo has one pending customer dispute on record, with the following details:
- Customer Dispute Served: August 7, 2024:
- Complaint: The client alleges they were provided unsuitable investment advice and recommendations, particularly being over-weighted in municipal bonds and paying excessive fees in the management of their accounts.
- Damages Alleged: Unspecified
- Court: Martin County, FL (Docket/Case #24-685CA)
Allegations Against Kenneth Angelo
The current pending dispute alleges that Kenneth Angelo provided unsuitable investment advice, resulting in the client being excessively exposed to municipal bonds and charged with high fees. This claim has not yet been adjudicated, and the damages are unspecified, with the case pending in Martin County, Florida.
Kenneth Angelo Red Flags & Your Rights As An Investor
Of course, Kenneth Angelo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Angelo at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenneth Angelo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Kenneth Angelo
If you have questions about UBS Financial Services Inc. and/or Kenneth Angelo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...