DID KENNETH JOHN FARBIZIO CAUSE YOU INVESTMENT LOSSES?
About Kenneth Farbizio Formerly With TIAA-CREF Individual & Institutional Services?
Kenneth Farbizio (CRD #707458) has a diverse history in the securities industry but is not currently registered. Over his career, he has passed three general industry/product exams (Series 7, Series 3, and SIE) and two multi-state securities law exams (Series 65 and 63). He has been associated with multiple prominent firms, including TIAA-CREF Individual & Institutional Services, Fidelity Brokerage Services, and Merrill Lynch. His registration spans from 1980, with his most recent registered role at TIAA-CREF Individual & Institutional Services in Philadelphia from January 2018 to December 2020.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kenneth Farbizio Customer Complaints and Reviews
Kenneth J. Farbizio has one disclosed customer dispute, which has been settled:
- Customer Dispute (Settled in 2020): A client alleged that her accounts were redistributed to a more conservative portfolio than desired without her knowledge during a meeting on December 13, 2018. The dispute was settled on March 23, 2020, for $12,277.85, with no personal financial contribution from Farbizio.
Allegations Against Kenneth Farbizio
- 2018 Allegation: The client claimed that during a portfolio review, her investments were changed to a more conservative stance without her explicit consent, leading to dissatisfaction with the handling of her accounts. This issue was settled financially without an admission of wrongdoing by Farbizio.
Kenneth Farbizio Red Flags & Your Rights As An Investor
Of course, Kenneth Farbizio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Farbizio at TIAA-CREF Individual & Institutional Services and Fidelity Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Kenneth Farbizio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services and Fidelity Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Kenneth Farbizio
If you have questions about TIAA-CREF Individual & Institutional Services, Fidelity Brokerage Services, and/or Kenneth Farbizio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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