DID KENNETH FRANCIS SCHMIDLE CAUSE YOU INVESTMENT LOSSES?
Kenneth Schmidle Of Key Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Kenneth Schmidle of Key Investment Services?
Kenneth Schmidle (CRD #2367487) who is currently registered with Key Investment Services and located in Cleveland, Ohio is a subject of one of our many securities industry sales practice abuse investigations.
Kenneth Schmidle Customer Complaints
Kenneth Schmidle has been the subject of 2 customer complaints that we know about. One of Kenneth Schmidle’s 2 customer complaints was settled in favor of investors. One of Kenneth Schmidle’s customers’ complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Kenneth Schmidle
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged the AIG Variable Annuity purchase of $100,012.42 was misrepresented by Kenneth Schmidle.
- Client alleged the recommendation to purchase $175,000 of Mutual Fund, FABLX was misrepresented by Kenneth Schmidle.
Kenneth Schmidle Red Flags & Your Rights As An Investor
Of course, Kenneth Schmidle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Schmidle at Key Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kenneth Schmidle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Key Investment Services Due To Kenneth Schmidle
If you have questions about Key Investment Services and/or Kenneth Schmidle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...