DID KENNETH CECIL SLEDGE JR CAUSE YOU INVESTMENT LOSSES?
Kenneth Sledge Jr. Of Lincoln Financial Advisors Corporation Has A Customer Complaint For Alleged Broker Misconduct
About Kenneth Sledge Jr. of Lincoln Financial Advisors Corporation?
Kenneth Sledge Jr. (CRD #824533) is a long-standing broker registered with Lincoln Financial Advisors Corporation in Nashville, Tennessee, since 1988. Throughout his career spanning several decades since 1976, Sledge has been associated with multiple firms, demonstrating extensive experience within the industry. However, his registration is marred by a settled customer dispute, casting a shadow over his long-standing professional presence. Sledge is licensed in 17 U.S. states and territories and has passed five general industry/product exams and one multi-state securities law exam. Despite his breadth of licensing and exam qualifications, the customer disputes on his record raise concerns about his advisory practices.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kenneth Sledge Jr. Customer Complaint and Reviews
Customer Dispute (Settled as of October 2023): Sledge faced serious allegations from a client regarding an investment in an oil and gas product. The client claimed $500,000 in damages, accusing Sledge of recommending unsuitable investments. The dispute was settled for $274,885.18 in October 2023, though Sledge did not contribute to the settlement amount personally. This incident highlights significant questions about his investment advice and suitability assessments.
Allegations Against Kenneth Sledge Jr.
- Unsuitable Investment Recommendations: Sledge was accused of recommending an investment in oil and gas that was not suitable for the client, considering their investment profile and the associated risks.
- Settlement of Dispute: The settlement paid to resolve the allegations suggests a recognition of potential merit in the client’s claims, although it was settled without an admission of wrongdoing. The substantial settlement amount underscores the severity of the client’s allegations and the financial impact of the advice given.
Kenneth Sledge Jr. Red Flags & Your Rights As An Investor
Of course, Kenneth Sledge Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Sledge Jr.at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Kenneth Sledge Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Kenneth Sledge Jr.
If you have questions about Lincoln Financial Advisors Corporation and/or Kenneth Sledge Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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