DID KENNETH ALAN SURBER CAUSE YOU INVESTMENT LOSSES?
About Kenneth Surber of Edward Jones?
Kenneth Surber (CRD #1533864) has a longstanding career in the securities industry, having been registered with Edward Jones since July 23, 1986. He is currently registered with 4 self-regulatory organizations (SROs) and holds licenses in 25 U.S. states and territories. Surber has passed 2 general industry/product exams and 2 multi-state securities law exams. His extensive experience is reflected in his long-term association with Edward Jones, showcasing stability and continuity in his professional engagements.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kenneth Surber Customer Complaints and Reviews
Kenneth Alan Surber has 1 customer dispute disclosed in his BrokerCheck report, which has been closed with no action taken.
- Customer Dispute (Closed)
- Date Complaint Received: March 18, 2024
- Allegations: The client alleged that the financial advisor did not adjust investments in the trust account to preserve the trust’s principal.
- Product Type: Managed/Wrap Accounts (In House)
- Alleged Damages: $236,000
- Outcome: The complaint was denied after the firm’s investigation was completed on April 22, 2024.
Allegations Against Kenneth Surber
- Customer Dispute (Closed)
- Allegation: The client claimed that the financial advisor failed to adjust investments to protect the principal of the trust account.
- Details: The dispute involved a claim for $236,000 related to managed/wrap accounts. The firm’s investigation concluded with the denial of the complaint, and no further action was taken.
Kenneth Surber Red Flags & Your Rights As An Investor
Of course, Kenneth Surber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Surber at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Kenneth Surberhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Kenneth Surber
If you have questions about Edward Jones and/or Kenneth Surber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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