DID KEVIN MICHAEL BAILEY CAUSE YOU INVESTMENT LOSSES?
About Kevin Bailey of Charles Schwab & Co., Inc.?
Kevin Bailey (CRD #1490570) is currently registered with Charles Schwab & Co., Inc. and has been with the firm since May 12, 2014. He holds registrations with two Self-Regulatory Organizations and three U.S. states/territories, including Arizona, California, and Texas. Bailey has passed three general industry/product exams and two multi-state securities law exams, including the Series 7 and Series 63 exams. He has previously worked at CUSO Financial Services, L.P. and Edward Jones.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Bailey Customer Complaints and Reviews
Kevin Bailey has one customer dispute:
Customer Dispute: Filed on February 27, 2024, this arbitration alleges that starting in or around 2018, Bailey provided poor investment advice, resulting in damage related to mutual fund investments. The claim is for $500,000, and it is currently pending with FINRA under case #24-00454.
Allegations Against Kevin Bailey
- The allegation against Bailey centers on providing unsuitable investment advice related to mutual funds. The client claims that the strategy implemented by Bailey was inconsistent with the intended use of the funds, which allegedly caused significant financial losses. The case is currently under arbitration.
Kevin Bailey Red Flags & Your Rights As An Investor
Of course, Kevin Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Bailey at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Baileyhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Kevin Bailey
If you have questions about Charles Schwab & Co., Inc. and/or Kevin Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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