DID KEVIN JOHN DEANGELIS CAUSE YOU INVESTMENT LOSSES?
Kevin Deangelis Of Ameriprise Financial Services, LLC And Formerly With Commonwealth Financial Network Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Kevin DeAngelis of Ameriprise Financial Services, LLC?
Kevin DeAngelis (CRD #2423942) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Cranston, Rhode island, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Kevin DeAngelis was associated with Commonwealth Financial Network and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin DeAngelis has had his own regulatory problems. In 2021, without admitting or denying the findings, the broker consented to the sanctions and entry of findings that he impersonated 2 of his customers. During telephone calls made to an insurance company. Neither customer authorized Kevin DeAngelis to impersonate them. As a result, he was suspended for 15 business days and fined $5,000 for his alleged impersonations. Commonwealth Financial Network subsequently terminated him for the alleged misconduct.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Deangelis Customer Complaints
Kevin Deangelis has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints filed against Kevin DeAngelis while employed by CCO Investment Services of the brokerage firm denied the customer complaints and, to date, the investors took no further action. The other customer complaint was recently filed against Ameriprise Financial Services for Kevin DeAngelis alleged misconduct and still pending in a FINRA arbitration proceeding.
Allegations Against Kevin Deangelis
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Recommendation of unsuitable investments, including exchange traded funds.
- Unsuitable recommendation of a variable annuity contract.
- Inappropriate variable annuity contracts sales to customers.
Anthony D’Ascoli Red Flags & Your Rights As An Investor
Of course, Kevin Deangelis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Deangelis at Ameriprise Financial Services, LLC and Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Kevin Deangelis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Commonwealth Financial Network also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Kevin Deangelis
If you have questions about Ameriprise Financial Services, LLC, Commonwealth Financial Network and/or Kevin Deangelis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...