DID KEVIN GLENN FORD CAUSE YOU INVESTMENT LOSSES?
Kevin Ford Of J.W. Cole Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Kevin Ford of J.W. Cole Financial, Inc.?
Kevin Ford (CRD #2992625) who is currently registered with J.W. Cole Financial, Inc. and located in Jupiter, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.W. Cole Financial, Inc., Kevin Ford was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Ford Customer Complaints
Kevin Ford has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award against the financial advisor in favor of the investor. Kevin Ford’s former employer J.W. Cole Financial denied the other customer complaint, and to date, the customer has not taken any further action.
Allegations Against Kevin Ford
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unauthorized sale of securities.
- Negligence, breach of fiduciary duty and misrepresentation related to unsuitable investment recommendations and the failure to limit claimant’s losses.
Kevin Ford Red Flags & Your Rights As An Investor
Of course, Kevin Ford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Ford at J.W. Cole Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Ford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Kevin Ford
If you have questions about J.W. Cole Financial, Inc. and/or Kevin Ford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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