DID KEVIN KARL GUTWEIN CAUSE YOU INVESTMENT LOSSES?
About Kevin Gutwein of MML Investors Services, LLC?
Kevin Gutwein (CRD #2904262) has been registered with MML Investors Services, LLC in Indianapolis, IN, since February 15, 2011. He is licensed as a broker in 23 U.S. states and territories and as an investment adviser in Indiana and Texas. Kevin has passed 2 general industry/product exams (Securities Industry Essentials Examination and General Securities Representative Examination) and 2 multi-state securities law exams (Uniform Investment Adviser Law Examination and Uniform Securities Agent State Law Examination). Prior to his current registration, he was associated with several firms including National Planning Corporation and Advantage Investment Management, LLC.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Gutwein Customer Complaints and Reviews
Kevin Gutwein has one reported disclosure event:
Customer Dispute (2022-2024): A pending arbitration claims that recommendations for Whole Life Policies issued in July 2022 and an Alternative Investment/Limited Partnership investment in December 2022 were unsuitable. The complaint, filed under FINRA case number 24-00659, is seeking compensatory damages in excess of $350,000.
Allegations Against Kevin Gutwein
- Kevin Gutwein is accused of making unsuitable recommendations regarding Whole Life Policies and an Alternative Investment/Limited Partnership. The clients allege these investments were inappropriate for their financial situation and are seeking damages believed to exceed $350,000. The case remains pending with a filing date of March 22, 2024, under FINRA docket number 24-00659.
Kevin Gutwein Red Flags & Your Rights As An Investor
Of course, Kevin Gutwein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Gutwein at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Gutwein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Kevin Gutwein
If you have questions about MML Investors Services, LLC and/or Kevin Gutwein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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