DID KEVIN CRAIG KOSLOFSKI CAUSE YOU INVESTMENT LOSSES?
About Kevin Koslofski of Berthel, Fisher & Company Financial Services, Inc?
Kevin Koslofski (CRD #3033810) has extensive experience in the securities industry, reflected by his current registrations with Berthel Fisher & Company Financial Services, Inc. as a registered broker since March 2008 and BFC Planning, Inc., as an investment adviser since October 2020. He is licensed in 14 U.S. states and territories and has passed three general industry/product exams and two multi-state securities law exams. Koslofski’s career started at Thrivent Investment Management Inc. in 1998 and has included a significant stint at AXA Advisors, LLC from 2002 to 2008. His qualifications span various categories, including General Securities Representative and Investment Adviser Representative.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Koslofski Customer Complaints and Reviews
Kevin C. Koslofski has one pending disclosure event:
- Customer Dispute (Pending as of July 2024): The claim involves allegations of unsuitable recommendations and misrepresentations focused on over-concentration of the client’s accounts in alternative investments and private placements, specifically in direct investments like DPP & LP interests and oil & gas. The complaint, which was filed in June 2014, alleges damages of $180,000, although it involves multiple claimants, not all of whom are clients of Koslofski. This dispute is currently under arbitration with FINRA, case number 24-01311.
Allegations Against Kevin Koslofski
- Customer Dispute (Pending as of July 2024):
- Allegation: Unsuitable investment recommendations and misrepresentations leading to over-concentration in alternative investments and private placements.
- Product Type: Direct Investment-DPP & LP Interests, Oil & Gas.
- Claim Details: Filed in June 2014 with alleged damages of $180,000. The complaint includes multiple claimants, complicating the attribution of specific damages.
- Arbitration Status: Ongoing under FINRA, case number 24-01311. Koslofski has denied the allegations, asserting that the investments were suitable for the client involved.
Kevin Koslofski Red Flags & Your Rights As An Investor
Of course, Kevin Koslofski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Koslofski at Berthel, Fisher & Company Financial Services, Inc on alert to review carefully the activity and performance of their accounts and question whether Kevin Koslofski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc Due To Kevin Koslofski
If you have questions about Berthel, Fisher & Company Financial Services, Inc and/or Kevin Koslofski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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