DID KEVIN CLINTON LOYD JR CAUSE YOU INVESTMENT LOSSES?
Kevin Loyd, Jr Of LPL Financial LLC And Formerly With Cetera Advisors LLC and First Allied Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Kevin Loyd, Jr of LPL Financial LLC?
Kevin Loyd, Jr (CRD #4447419) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Town and Country, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Kevin Loyd, Jr was associated with Cetera Advisors LLC, First Allied Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Loyd, Jr Customer Complaints
Kevin Loyd, Jr has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings that are pending against Kevin Loyd’s former employers for his alleged misconduct.
Allegations Against Kevin Loyd, Jr
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations involving direct investments in limited partnership interests.
- Suitability, misrepresentation, and breach of contract related to real estate securities.
Kevin Loyd, Jr Red Flags & Your Rights As An Investor
Of course, Kevin Loyd, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Loyd, Jr at LPL Financial LLC, Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Loyd, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kevin Loyd, Jr
If you have questions about LPL Financial LLC, Cetera Advisors LLC, First Allied Securities, Inc. and/or Kevin Loyd, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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