DID KEVIN THOMAS MURPHY CAUSE YOU INVESTMENT LOSSES?
Kevin Murphy Formerly With Wells Fargo Clearing Services LLC was terminated on June 25, 2024, due to failure to follow bank account opening procedures.
Who is Kevin Murphy formerly with Wells Fargo Clearing Services LLC?
Kevin Murphy (CRD #3105145) who was formerly registered as a broker with Wells Fargo Clearing Services LLC and located in Herndon, Virginia, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Murphy Employment History and Termination
Kevin T. Murphy has a lengthy history in the securities industry, with previous registrations spanning over two decades. He has worked with nine firms, including notable organizations such as Truist Investment Services, BB&T Securities, LLC and Morgan Stanley DW Inc., showcasing a broad career in the securities industry.
Mr. Murphy has passed seven industry exams, including Series 7 and Series 65. His registration history dates from 1999 to mid-2024, with roles ranging from registered representative to premier banker. He has worked in various states, holding licenses to operate in multiple jurisdictions.
Mr. Murphy was terminated by Wells Fargo Clearing Services, LLC, on June 25, 2024 following allegations that he submitted invalid requests for referral credit and did not adhere to proper bank account opening procedures.
Disclosure
- Employment Termination:
- Date: June 25, 2024
- Employer: Wells Fargo Clearing Services, LLC
- Details: Discharged due to allegations of submitting invalid referral credit requests and failing to follow account-opening procedures. No product-related issues were reported in this case.
Kevin Murphy Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Kevin Murphy is a red flag which should put all current and former customers of Kevin Murphy at Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Murphy engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services LLC Due To Kevin Murphy
If you have questions about Wells Fargo Clearing Services LLC and/or Kevin Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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