DID KEVIN MANUEL VIERA CAUSE YOU INVESTMENT LOSSES?
Kevin Viera Of Commonwealth Financial Network And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Kevin Viera of Commonwealth Financial Network?
Kevin Viera (CRD #3249335) who is currently registered with Commonwealth Financial Network and located in Warwick, Rhode Island, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Commonwealth Financial Network, Kevin Viera was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Viera Customer Complaint
Kevin Viera has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow trade instructions with respect to mutual funds and other exchange traded funds. LPL Financial settled the customer dispute for the full amount demanded.
Kevin Viera Red Flags & Your Rights As An Investor
Of course, Kevin Viera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Viera at Commonwealth Financial Network and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Viera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Kevin Viera
If you have questions about Commonwealth Financial Network, LPL Financial LLC and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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