DID KEVIN R YEARGERS CAUSE YOU INVESTMENT LOSSES?
About Kevin Yeargers Of Northwestern Mutual Investment Services, LLC?
Kevin Yeargers (CRD #4893619) is currently employed by Northwestern Mutual Investment Services, LLC in Sewickley, Pennsylvania, where he has been registered since February 17, 2005. Over his career, Yeargers has been registered with this firm and has operated in various capacities within the same organization. He has passed three general industry/product exams, including the Securities Industry Essentials (SIE) Examination, General Securities Representative Examination (Series 7), and Investment Company Products/Variable Contracts Representative Examination (Series 6). Additionally, he has passed two multi-state securities law exams: the Uniform Combined State Law Examination (Series 66) and the Uniform Securities Agent State Law Examination (Series 63). Yeargers is currently licensed in 46 U.S. states and territories.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Yeargers Customer Complaints and Reviews
Kevin R. Yeargers has one reported customer dispute on his record:
- Customer Dispute (January 2020): The client alleged that the products sold to her were not represented accurately and claimed that the investment account returns could have been better. The client sought damages of $5,000. The firm conducted a review and found no evidence that the advisory program was misrepresented or improperly disclosed. The complaint was denied on March 12, 2020, and there was no financial settlement.
Allegations Against Kevin Yeargers
The specific allegations made against Kevin R. Yeargers in the disclosed customer dispute include:
- Misrepresentation: The client claimed that Yeargers misrepresented the nature and potential returns of the investment products sold.
- Suboptimal Returns: The client also alleged that the returns on the investment account could have been better, implying dissatisfaction with the performance compared to expectations.
Kevin Yeargers Red Flags & Your Rights As An Investor
Of course, Kevin Yeargers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Yeargers at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Yeargers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Kevin Yeargers
If you have questions about Northwestern Mutual Investment Services, LLC and/or Kevin Yeargers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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