DID KIMBERLY SUE GILLEN CAUSE YOU INVESTMENT LOSSES?
Kimberly Gillen Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Kimberly Gillen of UBS Financial Services Inc.?
Kimberly Gillen (CRD #6165767) who is currently registered with UBS Financial Services Inc. and located in Birmingham, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kimberly Gillen Customer Complaint
Kimberly Gillen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to transfer an inherited IRA so that the trust could distribute the assets to the trust beneficiaries. UBS Financial Services denied the customer complaint and to date, the customer has not taken any further action.
Kimberly Gillen Red Flags & Your Rights As An Investor
Of course, Kimberly Gillen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberly Gillen at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Kimberly Gillen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Kimberly Gillen
If you have questions about UBS Financial Services Inc. and/or Kimberly Gillen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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