DID KIRK A O’BRIEN CAUSE YOU INVESTMENT LOSSES?
About Kirk O’Brien of Osaic FA, Inc.?
Kirk O’Brien (CRD #4837590) is currently employed by and registered with OSAIC FA, Inc. since September 2004. He is registered in 12 U.S. states and territories and has previously worked with The Lincoln National Life Insurance Company from September 2004 to May 2006. Throughout his career, O’Brien has passed two general industry/product exams and one multi-state securities law exam. His qualifications include the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). He does not hold any principal or supervisory exams. O’Brien is also involved in multiple business activities outside his brokerage role, including offering accident/health insurance products and managing a restaurant.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kirk O’Brien Customer Complaints and Reviews
- Customer Dispute Received: August 30, 2024
- Complaint: The claimant alleges that Kirk O’Brien recommended an unsuitable Oil and Gas investment program.
- Product Type: Oil & Gas
- Alleged Damages: $45,000.00
- Status: The dispute is currently pending and involves a written complaint, with arbitration through FINRA Case #24-01855.
Allegations Against Kirk O’Brien
- Kirk A. O’Brien is accused of recommending an unsuitable Oil and Gas investment program, which allegedly resulted in financial losses for the customer.
- Outcome: The customer dispute is currently under arbitration. The case is still pending, and no resolution has been reached yet.
Kirk O’Brien Red Flags & Your Rights As An Investor
Of course, Kirk O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk O’Brien at Osaic FA, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kirk O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FA, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic FA, Inc. Due To Kirk O’Brien
If you have questions about Osaic FA, Inc. and/or Kirk O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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