DID KONSTANTIN RUSIN CAUSE YOU INVESTMENT LOSSES?
Konstantin Rusin Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Konstantin Rusin of Wells Fargo Clearing Services, LLC?
Konstantin Rusin (CRD #5270520) is a registered broker with over 15 years of experience in the financial services industry. He is currently a registered broker with Wells Fargo Clearing Services, LLC, and an investment advisor with Wells Fargo Advisors since July 25, 2024. Throughout his career, Mr. Rusin has passed 3 general industry/product exams and 1 multi-state securities law exam. He is licensed in 52 U.S. states and territories, reflecting a broad reach in his practice. His previous registrations include positions with HSBC Securities (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley Smith Barney LLC, among others. Mr. Rusin also holds professional designations as a Certified Financial Planner (CFP) and Chartered Financial Consultant (ChFC).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Konstantin Rusin Customer Complaints and Reviews
- Customer Disputes: 2 Incidents
- Case 1 (May 20, 2023): A customer alleged that the investment made by Mr. Rusin did not fulfill their initial request for regular income while preserving capital against inflation. The complaint involved alleged damages of $46,500. The case was reviewed and ultimately denied by the firm on July 21, 2023.
- Case 2 (February 15, 2015): Another customer claimed that Mr. Rusin failed to follow instructions regarding the conversion of currencies, leading to alleged damages of $24,000. The firm reviewed the case and found no merit to the complaint, denying the claim on February 25, 2015.
Allegations Against Konstantin Rusin
- Customer Dispute Allegations:
- Failure to Meet Investment Objectives: In one case, Mr. Rusin was accused of recommending an investment that did not meet the client’s objectives for income and capital preservation, resulting in a claim of financial loss.
- Failure to Follow Instructions: Another case involved allegations that Mr. Rusin did not follow specific instructions related to currency conversion, leading to financial discrepancies based on exchange rate differences.
Konstantin Rusin Red Flags & Your Rights As An Investor
Of course, Konstantin Rusin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Konstantin Rusin at Wells Fargo Clearing Services, LLCon alert to review carefully the activity and performance of their accounts and question whether Konstantin Rusinhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Konstantin Rusin
If you have questions about Wells Fargo Clearing Services, LLC and/or Konstantin Rusin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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