DID KRISHAN KUMAR GOYAL CAUSE YOU INVESTMENT LOSSES?
About Krishan Goyal formerly with NYLife Securities LLC?
Krishan Goyal (CRD #6274190) , located in John Creek, Georgia, has been in the securities industry for approximately nine years. He was most recently employed with NYLIFE Securities LLC as a registered broker from March 2015 to April 2024. However, he is no longer registered as a broker. During his career, he has passed two general industry/product exams (Securities Industry Essentials Examination and Series 6) but has not completed any principal/supervisory or multi-state securities law exams. In addition to his brokerage activities, Mr. Goyal engaged in investment-related work, including owning rental properties and brokering non-registered insurance products. His professional roles often intersected with investment advisory and financial product sales.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Krishan Goyal Customer Complaints and Reviews
Goyal has one reported disclosure in his record:
- Customer Dispute Filed October 25, 2024.
- Complaint: The customer alleged that she was misled when purchasing a variable universal life insurance policy in November 2018. The policy has since lapsed.
- Alleged Damages: The customer did not specify an amount, but the firm estimated damages to exceed $5,000.
- Status: The dispute is pending, with no settlement or resolution reported at this time.
Allegations Against Krishan Goyal
The customer dispute against Mr. Goyal centers on claims of misrepresentation related to a variable universal life insurance policy. Key details include:
- Nature of Allegations: The customer asserts that the policy’s terms and benefits were not accurately explained at the time of purchase.
- Financial Impact: The firm has estimated the potential damages to exceed $5,000 based on good-faith determination.
- Status: The case remains unresolved, with no admission of wrongdoing or findings against Mr. Goyal.
Krishan Goyal Red Flags & Your Rights As An Investor
Of course, Krishan Goyal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Krishan Goyal at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Krishan Goyal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Krishan Goyal
If you have questions about NYLife Securities LLC and/or Krishan Goyal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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