DID KRISTINE KAY HOFFMAN CAUSE YOU INVESTMENT LOSSES?
Kristine Hoffman Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Kristine Hoffman of Ameriprise Financial Services, LLC?
Kristine Hoffman (CRD #3231753) who is currently registered with Ameriprise Financial Services, LLC and located in Middleton, Wisconsin, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Kristine Hoffman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kristine Hoffman Customer Complaint
Kristine Hoffman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of an annuity which made too much of her portfolio in illiquid. Further, customer stated she was not informed of the associated surrender charges related to a variable annuity contract. Ameriprise Financial Services denied the customer complaint and to date no further action has been taken.
Kristine Hoffman Red Flags & Your Rights As An Investor
Of course, Kristine Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristine Hoffman at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kristine Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Kristine Hoffman
If you have questions about Ameriprise Financial Services, LLC and/or Kristine Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...