DID KRISTOPHER NINTZEL-O’HARE CAUSE YOU INVESTMENT LOSSES?
About Kristopher Nintzel-O’Hare of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Kristopher Nintzel-O’Hare (CRD #6256508) is a financial professional currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated since November 18, 2013. He has passed three significant industry exams, including the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). Nintzel-O’Hare holds registrations with seven Self-Regulatory Organizations (SROs) and is licensed to operate in 27 U.S. states and territories. His extensive licensing and registrations enable him to serve a diverse client base across multiple regio.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kristopher Nintzel-O’Hare Customer Complaints and Reviews
Kristopher Nintzel-O’Hare has one customer dispute disclosed in his BrokerCheck record:
- Customer Dispute (Pending)
- Incident: In July 2024: a customer filed a complaint alleging that Nintzel-O’Hare executed an unauthorized trade in March 2024 involving over the counter (OTC) equity. The alleged damage is not specified, and the complaint is currently pending.
Allegations Against Kristopher Nintzel-O’Hare
- Customer Dispute Allegation (2024): The client alleges that Nintzel-O’Hare conducted an unauthorized trade in March 2024. The dispute involves OTC equity, and while the damages are unspecified, the matter remains unresolved and is under review.
Kristopher Nintzel-O’Hare Red Flags & Your Rights As An Investor
Of course, Kristopher Nintzel-O’Hare did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristopher Nintzel-O’Hare at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kristopher Nintzel-O’Hare has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Kristopher Nintzel-O’Hare
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kristopher Nintzel-O’Hare and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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