DID KUNAL D. VYAS CAUSE YOU INVESTMENT LOSSES?
Kunal Vyas Of TIAA-CREF Individual & Institutional Services And Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Kunal Vyas of TIAA-CREF Individual & Institutional Services?
Kunal Vyas (CRD #5312290) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Kunal Vyas was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Kunal Vyas Customer Complaint
Kunal Vyas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he was explicitly clear on March 10, 2020 that they wanted all of their investments out of the stock market, the transactions were not completed until March 26, 2020 and due to the delay, experienced lost account value as a result. The customer complaint filed against Kunal Vyas’ current employer TIAA-CREF Individual & Institutional Services for investment losses caused by the alleged misconduct is pending as of the date of this report.
Kunal Vyas Red Flags & Your Rights As An Investor
Of course, Kunal Vyas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kunal Vyas at TIAA-CREF Individual & Institutional Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Kunal Vyas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Kunal Vyas
If you have questions about TIAA-CREF Individual & Institutional Services, NYLIFE Securities, and/or Kunal Vyas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.