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DID KYLE JOSEPH LUCAS CAUSE YOU INVESTMENT LOSSES?

Kyle Lucas Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Kyle Lucas of Equitable Advisors, LLC?

Kyle Lucas

Kyle Lucas (CRD #5990096) who is currently registered as a broker and investment adviser with Equitable Advisors, LLC and located in Bala Cynwyd, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Kyle Lucas was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Kyle Lucas Customer Complaints

Kyle Lucas has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Equitable Advisors in favor of the investor. The other customer complaint was denied by AXA Advisors and the customer took no further action.

Allegations Against Kyle Lucas

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to fully disclose all the risks and features of a variable annuity contract and incentive life insurance policy.
  • Unauthorized sale of investment in connection with rebalancing of clients portfolio.

Kyle Lucas Red Flags & Your Rights As An Investor

Of course, Kyle Lucas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Lucas at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kyle Lucas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Kyle Lucas

If you have questions about Equitable Advisors, LLC and/or Kyle Lucas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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