DID KYLE MICHAEL WOOL CAUSE YOU INVESTMENT LOSSES?
Kyle Wool Of Dominari Securities LLC And Formerly With Revere Securities LLC and Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Kyle Wool of Dominari Securities LLC?
Kyle Wool (CRD #4238101) who is currently registered as a broker with Dominari Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Dominari Securities LLC, Kyle Wool was associated with Revere Securities LLC, Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kyle Wool Customer Complaints
Kyle Wool has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Oppenheimer & Co. for Kyle Wool’s alleged misconduct. His former employer then denied two customer complaints and the investors took no further action. There is currently one customer complaint was recently filed as if an arbitration proceeding against Revere Securities for the advisor’s alleged misconduct that is still pending.
Allegations Against Kyle Wool
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Violations of FINRA rules, unauthorized trading, conversion, material misrepresentations and omissions, violation of Regulation Best Interest, violation of section 10 (B) of the Securities Exchange Act of 1934, negligence, and breach of fiduciary duty.
- Equities purchased in client’s portfolio were not suitable for investor.
- Unauthorized transactions in client’s account.
- Unsuitability, churning, and misrepresentation.
Kyle Wool Red Flags & Your Rights As An Investor
Of course, Kyle Wool did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Wool at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kyle Wool has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To Kyle Wool
If you have questions about Dominari Securities LLC, Revere Securities LLC, Morgan Stanley and/or Kyle Wool and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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