DID LANCE COLBY WALSTON CAUSE YOU INVESTMENT LOSSES?
Lance Walston Formerly With Dominion Investor Services, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct
Who is Lance Walston formerly with Dominion Investor Services, Inc.?
Lance Walston (CRD #4440958) who was formerly registered with Dominion Investor Services, Inc. and located in San Antonio, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Dominion Investor Services, Inc., Lance Walston was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Lance Walston Customer Complaints
Lance Walston has been the subject of 7 customer complaints that we know about to recover investment losses. Six of the customer complaints were settled by Dominion Portfolio Management in favor of the investors. One of his former employers denied the other customer complaint and no further action was taken.
Allegations Against Kyle Franklin
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation and churning of customers’ accounts.
- Breach of fiduciary duty, negligence, fraud, misrepresentation and violations of the conduct rules of FINRA.
- Deviation from clients stated investments in the managed accounts.
- Unsuitable option trading.
Lance Walston Red Flags & Your Rights As An Investor
Of course, Lance Walston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lance Walston at Dominion Investor Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lance Walston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominion Investor Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Dominion Investor Services, Inc. Due To Lance Walston
If you have questions about Dominion Investor Services, Inc. and/or Lance Walston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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