DID LARRY L NELSON CAUSE YOU INVESTMENT LOSSES?
Larry Nelson Formerly With First Asset Financial Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Larry Nelson formerly with First Asset Financial Inc.?
Larry Nelson (CRD #1632382) who was formerly registered with First Asset Financial Inc. and located in Salina, Kansas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Asset Financial Inc., Larry Nelson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Larry Nelson Customer Complaint
Larry Nelson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized transactions. The customer complaint was denied and, to date no further action has been taken.
Larry Nelson Red Flags & Your Rights As An Investor
Of course, Larry Nelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Nelson at First Asset Financial Inc. on alert to review carefully the activity and performance of their accounts and question whether Larry Nelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Asset Financial Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At First Asset Financial Inc. Due To Larry Nelson
If you have questions about First Asset Financial Inc. and/or Larry Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.