DID LAURA HARRISON WARD CAUSE YOU INVESTMENT LOSSES?
Laura Ward Of First Republic Investment Management, First Republic Securities Company Has A Customer Complaint For Alleged Broker Misconduct
Who is Laura Ward of First Republic Securities Company?
Laura Ward (CRD #1385878) who is currently registered with First Republic Investment Management, First Republic Securities Company and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations.
Laura Ward Customer Complaint
Laura Ward has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client complained that the asset allocations were over weighted in cash. Client claimed his accounts were forgotten about. Client requested to be compensated ($54,890) based on his calculations had the cash been invested in equity index mutual funds for the previous two years. The customer complaint filed against Laura Ward’s current employer First Republic Securities Company for investment losses caused by the alleged misconduct is pending as of the date of this report.
Laura Ward Red Flags & Your Rights As An Investor
Of course, Laura Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Laura Ward at First Republic Investment Management and First Republic Securities Company on alert to review carefully the activity and performance of their accounts and question whether Laura Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Republic Investment Management and First Republic Securities Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At First Republic Securities Company and First Republic Investment Management Due To Laura Ward
If you have questions about First Republic Investment Management, First Republic Securities Company, and/or Laura Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...