DID LAURENCE MICHAEL WAJSMAN CAUSE YOU INVESTMENT LOSSES?
Laurence Wajsman Of LPL Financial LLC And Formerly With CUNA Brokerage Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Laurence Wajsman of LPL Financial LLC?
Laurence Wajsman (CRD #2002744) who is currently registered with LPL Financial LLC and located in Norcross, Georgia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Laurence Wajsman was associated with CUNA Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Laurence Wajsman Customer Complaints
Laurence Wajsman has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Laurence Wajsman’s former employer and, to date, the customers have not taken any further action.
Allegations Against Laurence Wajsman
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Sales of variable annuities were improper, misrepresented and not in the best interest of customer.
- Failure to disclose lower-cost options for 401(k) accounts and that the fees charged for the class A shares of mutual funds were excessive.
Laurence Wajsman Red Flags & Your Rights As An Investor
Of course, Laurence Wajsman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Laurence Wajsman at LPL Financial LLC and CUNA Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Laurence Wajsman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and CUNA Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Laurence Wajsman
If you have questions about LPL Financial LLC and/or Laurence Wajsman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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