DID LAWRENCE NGUYEN CAUSE YOU INVESTMENT LOSSES?
Lawrence Nguyen Formerly With J.P. Morgan Securities LLC was terminated on October 1, 2024, for following allegations of switching primary and secondary owners on bank certificates of deposit
Who is Lawrence Nguyen formerly with J.P. Morgan Securities LLC?
Lawrence Nguyen (CRD #7199125) who was formerly registered as a broker with J.P. Morgan Securities LLC and located in Westminster, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Lawrence Nguyen Employment History and Termination
Lawrence Nguyen has worked in the securities industry since 2022, holding a position as a registered broker with J.P. Morgan Securities LLC from February 2022 to October 2024.
He has passed two general industry/product exams and one multi-state securities law exam.
On October 1, 2024, JPMorgan Chase Bank terminated Nguyen’s services following a compliance-related issue, where he was accused of switching account holders’ roles on Certificates of Deposit, which allegedly qualified him for incentives he otherwise would not have received.
Disclosure Events:
- Termination October 1, 2024
- Firm: JPMorgan Chase Bank, N.A.
- Allegation: Terminated for allegedly switching account holders’ roles on Certificates of Deposit to qualify for affiliate bank incentive credits.
Lawrence Nguyen Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Lawrence Nguyen is a red flag which should put all current and former customers of Lawrence Nguyen at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Nguyen engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Lawrence Nguyen
If you have questions about J.P. Morgan Securities LLC and/or Lawrence Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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