DID LAWRENCE PHILIP ROSE CAUSE YOU INVESTMENT LOSSES?
Lawrence Rose Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Lawrence Rose of Pruco Securities, LLC?
Lawrence Rose (CRD #2676027) who is currently registered with Pruco Securities, LLC and located in Sarasota, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, LLC, Lawrence Rose was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Lawrence Rose Customer Complaint
Lawrence Rose has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Failed to disclose all the facts regarding charges, expenses and fees of a insurance policy replacement. Pruco Securities denied the customer complaint, and to date, no further action has been taken.
Lawrence Rose Red Flags & Your Rights As An Investor
Of course, Lawrence Rose did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Rose at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Rose has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Lawrence Rose
If you have questions about Pruco Securities, LLC and/or Lawrence Rose and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.