DID LE THUY NGUYEN CAUSE YOU INVESTMENT LOSSES?
Le Thuy Nguyen Formerly With Farmers Financial Solutions, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Le Thuy Nguyen formerly with Farmers Financial Solutions, LLC?
Le Thuy Nguyen (CRD #2138492) who was formerly registered with Farmers Financial Solutions, LLC and located in Murrieta, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Farmers Financial Solutions, LLC, Le Nguyen was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Le Thuy Nguyen Customer Complaint
Le Thuy Nguyen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for a misrepresented variable universal life insurance policy. The financial advisor allegedly stated that the death benefit for both her and her mother and the premium cost for the policy was stay the same which was untrue. The insurance policy costs have increase in the death benefit will only be received by the customer upon the mother’s passing. NYLIFE Securities settled the customer complaint in favor of the investors.
Le Thuy Nguyen Red Flags & Your Rights As An Investor
Of course, Le Thuy Nguyen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Le Thuy Nguyen at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether Le Thuy Nguyen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To Le Thuy Nguyen
If you have questions about Farmers Financial Solutions, LLC and/or Le Thuy Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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