DID LEE REUEL KRAMER CAUSE YOU INVESTMENT LOSSES?
Lee Kramer Of FSC Securities Corporation Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Lee Kramer of FSC Securities Corporation?
Lee Kramer (CRD #1465416) who is currently registered with FSC Securities Corporation and located in Frederick, Maryland, is a subject of one of our many securities industry sales practice abuse investigations. Prior to FSC Securities Corporation, Lee Kramer was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lee Kramer has had his own regulatory problems. Seven different state securities regulators filed disciplinary actions against him and he was fined various amounts.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Lee Kramer Customer Complaints
Lee Kramer has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by FSC Securities Corporation in favor of the investors. His former employer Veravest Investments denied the other customer complaint and no action was taken.
Allegations Against Lee Kramer
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- customer led she never signed forms to authorize the exchange of universal life insurance policy for a variable universal life insurance policy.
- Unsuitable investment recommendations of a variable annuity, business development company and stock purchases.
- Unsuitable investment recommendation related to business development company.
Lee Kramer Red Flags & Your Rights As An Investor
Of course, Lee Kramer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lee Kramer at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Lee Kramer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Lee Kramer
If you have questions about FSC Securities Corporation and/or Lee Kramer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...