DID LEIGH A ALLEN CAUSE YOU INVESTMENT LOSSES?
About Leigh Allen of LPL Financial LLC?
Leigh Allen (CRD #5711971) is currently employed by and registered with LPL Financial LLC since October 2, 2017. He has been licensed in four U.S. states and territories, including Arizona, Oregon, Texas, and Washington, where he serves as an agent or investment adviser representative. Previously, he was registered with Wedbush Securities Inc. from November 2009 to October 2017. He has passed two general industry/product exams: the Securities Industry Essentials Examination and the General Securities Representative Examination. Additionally, he passed the Uniform Combined State Law Examination on June 3, 2010, which qualifies him for state securities registration.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Leigh Allen Customer Complaints and Reviews
Leigh Allen has one Customer Complaint on her record:
- Customer Dispute received August 15, 2024:
- Complaint: The complaint involves accusations of forgery and unauthorized sales related to a variable annuity product.
- Status: The complaint is currently pending, with alleged damages exceeding $5,000. There has been no settlement amount specified, and the complaint has not proceeded to arbitration or litigation.
Allegations Against Leigh Allen
Leigh A. Allen faces a pending customer complaint involving allegations of forgery and the unauthorized sale of a variable annuity.
Leigh Allen Red Flags & Your Rights As An Investor
Of course, Leigh Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leigh Allen at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Leigh Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Leigh Allen
If you have questions about LPL Financial LLC and/or Leigh Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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