DID LEONARD DAVID KICHLER CAUSE YOU INVESTMENT LOSSES?
About Leonard Kichler of UBS Financial Services Inc.?
Leonard Kichler (CRD #4437016) is a registered broker and investment adviser with UBS Financial Services Inc. since February 9, 2007. He is registered with ten self-regulatory organizations and licensed in 22 U.S. states and territories. Kichler has passed four industry exams, including the General Securities Representative Examination and the Uniform Combined State Law Examination, enabling him to provide general securities and state law advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Leonard Kichler Customer Complaints and Reviews
Kichler has one pending customer dispute filed with FINRA on August 27, 2024, under Case #24-01773.
- Complaint: The client claims that UBS, from January 2011 to 2023, failed to conduct adequate due diligence on an alternative investment fund of funds, allegedly unsuitable for any investor and involving undisclosed risks.
- Damages: $200,000.
Allegations Against Leonard Kichler
The allegations involve claims against UBS for inadequate due diligence related to a hedge fund of funds investment, which the claimant’s counsel alleges was unsuitable for investors due to insufficient risk disclosures.
Leonard Kichler Red Flags & Your Rights As An Investor
Of course, Leonard Kichler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Kichler at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Leonard Kichler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Leonard Kichler
If you have questions about UBS Financial Services Inc. and/or Leonard Kichler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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