DID LESLIE H. KERN CAUSE YOU INVESTMENT LOSSES?
Leslie Kern Of D.H. HILL SECURITIES, LLLP Has 5 Customer Complaints For Alleged Broker Misconduct
Who is Leslie Kern of D.H. Hill Securities, LLLP?
Leslie Kern (CRD #1140180) who is currently registered as a broker and investment adviser] with D.H. HILL Securities, LLLP and located in Wilmington, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to D.H. Hill Securities, LLLP, Leslie Kern was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Leslie Kern Customer Complaints
Leslie Kern has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled after arbitration proceedings were initiated against Leslie Kern’s employers. There are currently 3 FINRA arbitration proceedings filed against D. H. Hill Securities for Leslie Kern’s alleged misconduct that are still pending.
Allegations Against Leslie Kern
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendations, misrepresentations and breach of fiduciary duties associated with a debt backed asset sold the customer.
- Misrepresentation, unsuitable recommendations and need adequate due diligence related to corporate debt.
- Unsuitable concentration of investments in debt-asset backed securities.
- Misrepresentation of variable universal life insurance policy.
- Unsuitable recommendations and misrepresentations related to corporate debt and real estate securities.
Leslie Kern Red Flags & Your Rights As An Investor
Of course, Leslie Kern did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leslie Kern at D.H. HILL Securities, LLLP on alert to review carefully the activity and performance of their accounts and question whether Leslie Kern has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.H. HILL Securities, LLLP also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At D.H. HILL SECURITIES, LLLP Due To Leslie Kern
If you have questions about D.H. HILL Securities, LLLP and/or Leslie Kern and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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