DID LESTER HUGHES LEE JR CAUSE YOU INVESTMENT LOSSES?
Lester Lee, Jr. Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Lester Lee, Jr. of LPL Financial LLC?
Lester Lee, Jr. (CRD #2165724) who is currently registered as a broker and investment advisor with LPL Financial LLC and located in Baton Rouge, Louisiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Lester Lee, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Lester Lee, Jr. Customer Complaints
Lester Lee, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Lester Lee’s employers and, to date, the customers have not taken any further action.
Allegations Against Lester Lee, Jr.
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation of REITs and business development companies.
- Failure to follow customer’s instructions pertaining to tax liabilities and risks.
Lester Lee, Jr. Red Flags & Your Rights As An Investor
Of course, Lester Lee, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lester Lee, Jr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Lester Lee, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lester Lee, Jr.
If you have questions about LPL Financial LLC and/or Lester Lee, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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