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DID LINCOLN LUCAS MASON CAUSE YOU INVESTMENT LOSSES?

Lincoln Mason Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Lincoln Mason formerly with Edward Jones?

Lincoln Mason

Lincoln Mason (CRD #7057393) who was formerly registered with Edward Jones and located in Arnolds Park, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Both Edward Jones and Lincoln Mason have had their share of problems with the regulators. In Lincoln, Mason’s case, he was recently suspended and fined for engaging in outside business activities without providing prior written notice to and receiving his firm’s approval of that activity. He was suspended for 90 days, and fined $5,000 for that misconduct. This is in addition to the suspension he suffered as a result of the Iowa Insurance Commissioners actions.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Lincoln Mason Customer Complaints

Lincoln Mason has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones for Lincoln Mason’s alleged misconduct in favor of the investment.  The same brokerage firm denied another customer recently and so far it does not appear that the investor is taken any further action

Allegations Against Curtis Mason

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Forgery of client’s signature line account form.
  • Poor advice regarding Social Security elections and portfolio distributions.
  • Adviser cashed in clients IRAs contrary to customers instructions.

Curtis Mason Red Flags & Your Rights As An Investor

Of course, Lincoln Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lincoln Mason at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Lincoln Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Edward Jones Due To Lincoln Mason

 If you have questions about Edward Jones and/or Lincoln Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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