DID LISA B MANTEI CAUSE YOU INVESTMENT LOSSES?
Lisa Mantei Of Centaurus Financial, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct
Who is Lisa Mantei of Centaurus Financial, Inc.?
Lisa Mantei (CRD #2230735) who is currently registered as a broker with Centaurus Financial, Inc. and located in Lexington, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc., Lisa Mantei was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Lisa Mantei Customer Complaints
Lisa Mantei has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Lisa Mantei’s current and former employers in favor of the investors. Only one customer complaint was denied, and to date, no further action has been taken.
Allegations Against Lisa Mantei
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Overconcentration of client’s accounts and unsuitable in illiquid investments.
- Misrepresentation and an unsuitable investment recommendations in breach of fiduciary duty.
- Unsuitable investment recommendations and misrepresentations.
Lisa Mantei Red Flags & Your Rights As An Investor
Of course, Lisa Mantei did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Mantei at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Mantei has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Lisa Mantei
If you have questions about Centaurus Financial, Inc. and/or Lisa Mantei and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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